Modeling Uncertainty:
Realism vs Conservatism in
Radiological Performance Assessment
John Tauxe, Paul Black, Bruce Crowe, and Don Lee
presented at the 2003 National Ground Water Association Midsouth Focus Conference
Contact:
John Tauxe
Neptune and Company, Los Alamos, NM 87544
505-662-2121 jtauxe(a)neptuneinc.org
(replace (a) with @ to make the address legitimate)
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Modeling Uncertainty:
Realism vs Conservatism in
Radiological Performance Assessment
Abstract
John D. Tauxe, PhD, PE, Neptune and Company, Inc.;
Paul K. Black, PhD, Neptune and Company, Inc.;
Bruce M. Crowe, PhD, Los Alamos National Laboratory; and
Donald W. Lee, PhD, PE, Oak Ridge National Laboratory
Introduction
The U.S. Department of Energy (DOE) requires the completion of performance assessments
(PAs) for their low-level radioactive waste (LLW) disposal facilities. The PAs provide
the basis for establishing with reasonable expectation that disposal sites meet the
radiological performance objectives established in DOE M 435.1. Compliance with these
requirements has been achieved at multiple sites across the DOE complex through
development of deterministic PAs that are formally reviewed and approved by the Low-Level
Waste Federal Review Group (LFRG). This approval process by the LFRG is the basis for
issuance of a Disposal Authorization Statement (DAS), a major step in the management
of LLW disposal facilities.
All PAs have uncertainty in their analytical and numerical models, in their model
assumptions, in their input parameters used in the models and in the conceptual
model assumptions and scenarios that underlie and support the models. The impact
of uncertainty on the conclusions of the PAs must be evaluated systematically
over a 1,000-year compliance interval. Uncertainty is not fully assessed in a
deterministic PA but is instead presumed to be bounded through a combination of
conservative assumptions and application of bounding parameter values in the PA
calculations. Uncertainty in the performance of a disposal system should be more
explicitly quantified and evaluated and/or reduced during PA maintenance studies
that follow PA approval by the DOE. Quantification and reduction of uncertainty
can greatly aid the DOE in their long-term management of disposal facilities.
Verification of a PA should be viewed as a two-step process. The first step
requires demonstration with reasonable expectation of the compliance or safety
of a disposal site with respect to the performance objectives established through
regulation. The second requires quantification of uncertainty, and use of that
knowledge to cost effectively manage disposal facilities. This presentation is
concerned with the use of probabilistic PA modeling as an effective tool for the
second part of the two-step process.
Background
Low-level radioactive waste from environmental cleanup activities at the Nevada
Test Site (NTS) and from multiple sites across the DOE complex is disposed at two
operating Radioactive Waste Management Sites (RWMSs) on the NTS. These facilities
are managed by the DOE National Nuclear Security Administration Nevada Site Office
(NNSA/NSO) and were recently designated as one of two regional disposal centers.
Annual volumes of disposed waste exceed 50,000 m3 (> 2 million ft3).
To safely and cost-effectively manage the disposal facilities, the Waste Management
Division of NNSA/NSO is in the process of implementing decision-based management
practices using problem-oriented probabilistic performance assessment modeling.
Probabilistic PA models are under development and replace the existing deterministic
PAs completed originally for the Area 5 and Area 3 RWMSs located in, respectively,
Frenchman Flat and Yucca Flat on the NTS.
Probabilistic PA models use probability distributions to represent significant input
parameters and sample through simulation these distributions through application of
numerical models. Probabilistic models encompass uncertainty in the inventory, in
fate and transport processes and in exposure pathways to potential receptors while
attempting to represent and evaluate all components of uncertainty (variability,
parameter uncertainty, model uncertainty and scenario uncertainty). The outputs of
probabilistic models are probability distributions that, if correctly constructed,
represent a best estimate of the performance of a disposal site and the uncertainty
associated with that estimate, conditioned on the model assumptions. The development
of probabilistic PA models for the RWMSs represents a concerted effort to replace the
existing conservative deterministic PA with models that more closely approach the
realistic performance of the disposal sites. There is no clearly agreed upon definition
of probabilistic modeling, but three components are nearly always at the heart of all
probabilistic models:
- Use of probability distributions to describe and represent uncertainty,
- propagation of uncertainty through Monte Carlo simulation, and
- calculation of model outputs as probability distributions.
There is continuing confusion surrounding the definitions, advantages, disadvantages
and resources required to develop and apply probabilistic models to PA studies of
LLW disposal sites. Application of probabilistic modeling is currently undergoing a
renaissance in environmental work because this approach more fully encompasses the
complex and dynamic system responses and the uncertainty of environmental systems.
This renaissance is a natural progression of increased acceptance and understanding
of probabilistic modeling, and the continued technological advances in computer
hardware and software. Probabilistic models can be perceived as academic rather than
practical with unnecessarily complicated models that are approachable only by
researchers with strong backgrounds in mathematical modeling and probability theory.
To the contrary, these models can and should be highly flexible and easily adaptable
to a range of decision problems. The models and the probabilistic methodology
underlying the models can be designed to directly respond to regulatory and decision
requirements and to be understandable at even a non-technical level. They should be
focused at an applied level and should be readily approachable by the standard teams
that have successfully conducted LLW PAs for DOE sites.
This paper attempts to overcome some of the resistance to the application of
probabilistic models to LLW disposal sites by considering
- why probabilistic PA modeling can be useful for the PA maintenance program,
- how and when to use probabilistic modeling and the suite of tools associated
with probabilistic models,
- how to efficiently and cost-effectively develop probabilistic PA models
from the existing foundation of completed deterministic models, and
- how to apply probability models and the output of probabilistic models to
achieving the long-term goals of the DOE PA maintenance program.
Ongoing model refinement of the Area 5 and Area 3 PAs follows an iterative process
with initial development of a fully probabilistic model followed by successive
upgrading of the probabilistic model components guided by program decision priorities,
and the results of sensitivity and uncertainty analyses. Current activities are
focused on development of defensible mean-centered probability density functions for
model parameters and evaluating and updating model components shown by sensitivity
analyses to be significant contributors to total system variance. Probabilistic
models emphasize fate and transport processes associated with shallow trench disposal
of LLW in the unsaturated zone of an arid desert setting where the primary release
mechanisms are dominated by upward directed advective and diffusive flux of liquid
and vapor. Model revisions include reassessment of the magnitude and range of liquid
advection, and changes through data acquisition in the biotic transport modules
(plant uptake and animal burrow excavation). Additional components under consideration
for revision are the range and defensibility of defining inventory uncertainty for
variable waste streams and developing more realistic and less conservative source term
release models.
The primary benefits of probabilistic PA models for shallow land burial of LLW include
reduction in conservatism thereby allowing full utilization of the disposal capability
of the sites and streamlined evaluation of new waste streams and problematic waste
streams. Furthermore, the use of probabilistic model outputs markedly enhances
sensitivity and uncertainty analyses promoting more efficient decision making for model
improvements, for uncertainty reduction, and for streamlining of monitoring programs.
Finally, iterative probabilistic modeling combined with cost-benefit analyses can be
used to establish a cost-effective and defensible strategy for facility closure and
long-term stewardship.
reference for this presentation:
Tauxe, J.D., P.K. Black, B.M. Crowe, and D.W. Lee, 2003,
Modeling Uncertainty: Realism vs Conservatism in
Radiological Performance Assessment,
2003 NGWA Midsouth Focus Conference
Subsurface Monitoring & Modeling Issues,
Nashville, TN, September 18-19 2003